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杜海江對上述違規行為負有領導責任。 經查，（文章來源：中國證券報·中證網）個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、為未備案的私募產品提供外包服務、在業務融入方出現風險後仍多次有條件延期造成大額損失等問題 ，作為國信證券時任光光算谷歌seo算谷歌seo代运营分管股票質押式回購業務的高管，個別標的盡職調查不充分、因國信證券2019年至2022年在從事股票質押式回購業務中存在個別標的黑名單管理不到位、深圳證監局決定對國信證券采取出具警示函的行政監管措施。部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足 ， 在 |
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